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FREQUENTLY ASKED QUESTIONS

iconWHY DID YOU BECOME A FINANCIAL PLANNER?
iconWHAT IS YOUR EDUCATION
iconWHAT ARE YOUR FINANCIAL PLANNING CREDENTIALS?
iconWHAT ARE YOUR AREAS OF SPECIALTY?
iconPLEASE DESCRIBE THE MOST COMMON ENGAGEMENT/SERVICE YOU PROVIDE, AND THE TYPE OF CLIENT OR CLIENT SITUATION YOU TARGET:
iconARE YOU A REGISTERED BROKER/DEALER?
iconARE YOU A LICENSED INSURANCE AGENT?
iconARE YOU A REGISTERED INVESTMENT ADVISER?
iconARE YOU A FIDUCIARY?
iconHOW ARE YOU COMPENSATED?
iconDO YOU HAVE MINIMUMS FOR ASSETS, ACCOUNT SIZE, ANNUAL FEES PAID, ETC? AND WHAT IS YOUR TYPICAL FEE OR CHARGE FOR AN INITIAL ENGAGEMENT?
iconDO YOU PROVIDE A WRITTEN AGREEMENT DETAILING THE TOTAL AMOUNT OF COMPENSATION AND SERVICES THAT WILL BE PROVIDED IN ADVANCE OF AN ENGAGEMENT?
iconDO YOU PROVIDE A THOROUGH WRITTEN ANALYSIS OF ONE'S FINANCIAL SITUATION AND RECOMMENDATIONS?
iconDO YOU OFFER ASSISTANCE WITH IMPLEMENTATION?
iconWILL YOU PROVIDE A SECOND OPINION OR ONE-TIME REVIEW?
iconWHAT IS YOUR INVESTMENT PHILOSOPHY?
iconDISCLAIMER